and Modernization Act

Results: 2547



#Item
371Commodity Exchange Act / Financial regulation / Financial system / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

Appendix E to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account [Date] [Name and Address of Depository] We refer to the Secured Amount Account(s) which [Name of Futures Commission Merc (

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:48
372Financial system / United States securities law / Commodity Futures Trading Commission / Futures contract / Commodity Futures Modernization Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Commodity Exchange Act / Derivative / Financial economics / Finance / Financial markets

Federal Register / Vol. 67, No[removed]Friday, March 15, [removed]Rules and Regulations Business Administration at 13 CFR part 121. Backfit Analysis The NRC has determined that the backfit rule (10 CFR[removed]or 10 CFR

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Source URL: www.cftc.gov

Language: English
373Finance / Futures contract / Commodity Exchange Act / Derivative / Commodity Futures Modernization Act / Financial economics / Commodity Futures Trading Commission / Financial system

Appendix A to §1.20 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.20 Customer Segregated Account [Date] [Name and Address of Bank, Trust Company, Derivatives Clearing Organization or Future

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:37
374Financial system / Commodity Exchange Act / Financial regulation / Commodities market / Late-2000s financial crisis / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Financial economics / Futures contract

Appendix A to §1.26 – Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:44
375Finance / Commodity Futures Trading Commission / Financial regulation / Futures contract / Commodity Exchange Act / Money market fund / Short / Commodity Futures Modernization Act / Financial economics / Investment / Financial markets

Appendix F to Part 30 – Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Money Market Mutual Fund Account [Date] [Name and Address of Money Market Mutual Fund] We propose to invest funds held by [Name of

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Source URL: www.jacfutures.com

Language: English - Date: 2015-01-09 13:33:51
376Derivative / Futures contract / Notional amount / Trade Repository / Option / Credit derivative / United States housing bubble / Financial markets / Commodity Futures Modernization Act / Financial economics / Finance / Financial system

No. S 668 SECURITIES AND FUTURES ACT (CHAPTER 289) SECURITIES AND FUTURES (REPORTING OF DERIVATIVES CONTRACTS) REGULATIONS 2013

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Source URL: www.mas.gov.sg

Language: English - Date: 2013-10-30 10:01:46
377Financial markets / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Commodity Futures Modernization Act / Futures contract / Commodity Futures Trading Commission / Single-stock futures / Securities Act / Financial economics / Finance / Financial system

[removed]Federal Register / Vol. 66, No[removed]Thursday, November 1, [removed]Rules and Regulations TABLE 2.—APPLICABLE SERVICE BULLETINS Model

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Source URL: www.cftc.gov

Language: English
378Financial markets / Finance / 73rd United States Congress / United States Securities and Exchange Commission / 106th United States Congress / Commodity Futures Modernization Act / Commodity Futures Trading Commission / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial economics / United States securities law / Financial system

Federal Register / Vol. 66, No[removed]Friday, August 17, [removed]Rules and Regulations § 3.10 Registration of futures commission merchants, introducing brokers, commodity trading advisors, commodity pool operators and le

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Source URL: www.cftc.gov

Language: English
379Financial markets / Derivative / Algorithmic trading / Hedge fund / Australian Securities and Investments Commission / Commodity Futures Modernization Act / Financial economics / Investment / Finance

26 November 2013 First Derivatives plc ("First Derivatives" or the "Company") ASIC goes live with new surveillance system – First Derivatives First Derivatives (AIM: FDP.L, ESM:FDP.I), a leading provider of software an

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Source URL: www.firstderivatives.com

Language: English - Date: 2013-11-26 05:08:36
380Financial markets / United States securities law / United States Securities and Exchange Commission / 106th United States Congress / Commodity Futures Modernization Act / Enron / Commodity Futures Trading Commission / Futures contract / Short / Financial economics / Finance / Financial system

Thursday, October 4, 2001 Part VI Commodity Futures

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Source URL: www.cftc.gov

Language: English
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